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Trader - Broker Dealer Operations in Tempe, AZ at Voya

Date Posted: 3/25/2019

Job Snapshot

  • Employee Type:
  • Location:
    Tempe, AZ
  • Job Type:
  • Experience:
    Not Specified
  • Date Posted:

Job Description

As part of the application process, a candidate account is required to log in and view application(s).  Please be sure to check email regularly for information regarding our employment process.

Profile Summary:

****Currently in need of 3 Overlay Traders at our Tempe, AZ facility****Functions as a trader for stocks, bonds, ETF's, mutual funds, and other investment products.  Provides trading service to registered representatives and/or clients.

Profile Description:

  • Responsible for the day-to-day monitoring and trading of advisory SMA and UMA accounts
  • Review and process trading to support new accounts, one time and periodic distribution requests, and model changes through preset guidelines
  • Performs daily reconciliation & accounting in support of UMA business
  • Participates on root cause problem solving and in team huddles#Li
  • Researches, resolves and tracks trade errors
  • Operate within a strong team environment

Education & Experience:

  • Working knowledge of the financial markets, including equities, fixed income, mutual funds, and ETFs.
  • Knowledge of investment management operations and practices including trading and portfolio accounting systems
  • Financial Services or Accounting background
  • FINRA Series 7 preferred
  • Strong attention to detail
  • Work with a high level of accuracy in a fast paced environment
  • Build relationships, communicate and collaborate across teams
  • Demonstrate ability to troubleshoot daily processing obstacles within and across teams
  • Proficient with Microsoft Word, Excel and PowerPoint
  • Familiar with Pershing’s NetX360 and Folio Dynamix



Critical Skills
At Voya, we have identified the following critical skills which are key to success in our culture: 

  • Customer Focused: Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.
  • Critical Thinking: Thoughtful process of analyzing data and problem solving data to reach a well-reasoned solution.
  • Team Mentality: Partnering effectively to drive our culture and execute on our common goals. 
  • Business Acumen: Appreciation and understanding of the financial services industry in order to make sound business decisions. 
  • Learning Agility: Openness to new ways of thinking and acquiring new skills to retain a competitive advantage.

Learn more about Critical Skills.